In many posts on this blog, such as Basics of Arithmetic Geometry and Elliptic Curves, we have discussed how the geometry of shapes described by polynomial equations is closely related to number theory. This is especially true when it comes to the thousands-of-years-old subject of Diophantine equations, polynomial equations whose coefficients are whole numbers, and whose solutions of interest are also whole numbers (or, equivalently, rational numbers, since we can multiply or divide both sides of the polynomial equation by a whole number). We might therefore expect that the more modern and more sophisticated tools of algebraic geometry (which is a subject that started out as just the geometry of shapes described by polynomial equations) might be extremely useful in answering questions and problems in number theory.
One of the tools we can use for this purpose is the concept of an arithmetic scheme, which makes use of the ideas we discussed in Grothendieck’s Relative Point of View. An arithmetic variety is defined to be a a regular scheme that is projective and flat over the scheme . An example of this is the scheme
, which is two-dimensional, and hence also referred to as an arithmetic surface.
We recall that the points of an affine scheme , for some ring
, are given by the prime ideals of
. Therefore the scheme
has one point for every prime ideal – one “closed point” for every prime number
, and a “generic point” given by the prime ideal
.
However, we also recall from Adeles and Ideles the concept of the “infinite primes” – which correspond to the archimedean valuations of a number field, just as the finite primes (primes in the classical sense) correspond to the nonarchimedean valuations. It is important to consider the infinite primes when dealing with questions and problems in number theory, and therefore we need to modify some aspects of algebraic geometry if we are to use it in helping us with number theory.
We now go back to arithmetic schemes, taking into consideration the infinite prime. Since we are dealing with the ordinary integers , there is only one infinite prime, corresponding to the embedding of the rational numbers into the real numbers. More generally we can also consider an arithmetic variety over
instead of
, where
is the ring of integers of a number field
. In this case we may have several infinite primes, corresponding to the embediings of
into the real and complex numbers. In this post, however, we will consider only
and one infinite prime.
How do we describe an arithmetic scheme when the scheme has been “compactified” with the infinite prime? Let us look at the fibers of the arithmetic scheme. The fiber of an arithmetic scheme
at a finite prime
is given by the scheme defined by the same homogeneous polynomials as
, but with the coefficients taken modulo
, so that they are elements of the finite field
. The fiber over the generic point
is given by taking the tensor product of the coordinate ring of
with the rational numbers. But how should we describe the fiber over the infinite prime?
It was the idea of the mathematician Suren Arakelov that the fiber over the infinite prime should be given by a complex variety – in the case of an arithmetic surface, which Arakelov originally considered, the fiber should be given by a Riemann surface. The ultimate goal of all this machinery, at least when Arakelov was constructing it, was to prove the famous Mordell conjecture, which states that the number of rational solutions to a curve of genus greater than or equal to was finite. These rational solutions correspond to sections of the arithmetic surface, and Arakelov’s strategy was to “bound” the number of these solutions by constructing a “height function” using intersection theory (see Algebraic Cycles and Intersection Theory) on the arithmetic surface. Arakelov unfortunately was not able to carry out his proof. He had only a very short career, being forced to retire after being diagnosed with schizophrenia. The Mordell conjecture was eventually proved by another mathematician, Gerd Faltings, who continues to develop Arakelov’s ideas.
Since we will be dealing with a complex variety, we must first discuss a little bit of differential geometry, in particular complex geometry (see An Intuitive Introduction to String Theory and (Homological) Mirror Symmetry). Let be a smooth projective complex equidimensional variety with complex dimension
. The space
of differential forms (see Differential Forms) of degree
on
has the following decomposition:
We say that is the vector space of complex-valued differential forms of type
. We have differential operators
.
.
We let be the dual to the vector space
, and we write
to denote
. We refer to an element of
as a current of type
. We have an inclusion map
mapping a differential form of type
to a current
of type
, given by
for all .
The differential operators ,
,
, and induce maps
,
, and
on
. We define the maps
,
, and
on
by
We also define
.
For every irreducible analytic subvariety of codimension
, we define the current
by
for all , where
is the nonsingular locus of
.
A Green current for a codimension
analytic subvariety
is defined to be an element of
such that
for some .
Let be the resolution of singularities of
. This means that there exists a proper map
such that
is smooth,
is a divisor with normal crossings (this means that each irreducible component of
is nonsingular, and whenever they meet at a point their local equations are linearly independent) whenever
contains the singular locus of
, and
is an isomorphism.
A smooth form on
is said to be of logarithmic type along
if there exists a projective map
such that
is a divisor with normal crossings,
is smooth, and
is the direct image by
of a form
on
satisfying the following equation
where is a local equation of
for every
in
,
are
and
closed smooth forms, and
is a smooth form.
For every irreducible subvariety there exists a smooth form
on
of logarithmic type along
such that
is a Green current for
:
where w is smooth on X. We say that is a Green current of logarithmic type.
We now proceed to discuss this intersection theory on the arithmetic scheme. We consider a vector bundle on the arithmetic scheme
, a holomorphic vector bundle (a complex vector bundle
such that the projection map is holomorphic) on the fibers
at the infinite prime, and a smooth hermitian metric (a sesquilinear form
with the property that
) on
which is invariant under the complex conjugation on
. We refer to this collection of data as a hermitian vector bundle
on
.
Given an arithmetic scheme and a hermitian vector bundle
on
, we can define associated “arithmetic”, or “Arakelov-theoretic” (i.e. taking into account the infinite prime) analogues of the algebraic cycles and Chow groups that we discussed in Algebraic Cycles and Intersection Theory.
An arithmetic cycle on is a pair
where
is an algebraic cycle on
, i.e. a linear combination
of closed irreducible subschemes
of
, of some fixed codimension
, with integer coefficients
, and
is a Green current for
, i.e.
satisfies the equation
where
for differential forms and
of appropriate degree.
We define the arithmetic Chow group as the group of arithmetic cycles
modulo the subgroup
generated by the pairs
and
, where
and
are currents of appropriate degree and
is some rational function on some irreducible closed subscheme of codimension
in
.
Next we want to have an intersection product on Chow groups, i.e. a bilinear pairing
We now define this intersection product. Let and
. Assume that
and
are irreducible. Let
, and
. If
and
intersect properly, i.e.
, then we have
where is just the usual intersection product of algebraic cycles, and
is the
-product of Green currents, defined for a Green current of logarithmic type
and a Green current
, where
and
are closed irreducible subsets of
with
not contained in
, as
where
and
for is the resolution of singularities of
composed with the inclusion of
into
.
In the case that and
do not intersect properly, there is a rational function
on
such that
and
intersect properly, and if
is another rational function such that
and
intersect properly, the cycle
is in the subgroup . Here the notation
refers to the pair
.
This concludes our little introduction to arithmetic intersection theory. We now give a short discussion what else can be done with such a theory. The mathematicians Henri Gillet and Christophe Soule used this arithmetic intersection theory to construct arithmetic analogues of Chern classes, Chern characters, Todd classes, and the Grothendieck-Riemann-Roch theorem (see Chern Classes and Generalized Riemann-Roch Theorems). These constructions are not so straightforward – for instance, one has to deal with the fact that unlike the classical case, the arithmetic Chern character is not additive on exact sequences. This failure to be additive on exact sequences is measured by the Bott-Chern character. The Bott-Chern character plays a part in defining the arithmetic analogue of the Grothendieck group .
In order to define the arithmetic analogue of the Grothendieck-Riemann-Roch theorem, one must then define the direct image map for a proper flat map
of arithmetic varieties. This involves constructing a canonical line bundle
on
, whose fiber at
is the determinant of cohomology of
, i.e.
as well as a metric , called the Quillen metric, on
. With such a direct image map we can now give the statement of the arithmetic Grothendieck-Riemann-Roch theorem. It was originally stated by Gillet and Soule in terms of components of degree one in the arithmetic Chow group
:
where denotes the arithmetic Chern character,
denotes the arithmetic Todd class,
is the relative tangent bundle of
,
is the map from
to sending the element
in
to the class of
in
, and
.
Later on Gillet and Soule formulated the arithmetic Grothendieck-Riemann-Roch theorem in higher degree as
for .
Aside from the work of Gillet and Soule, there is also the work of the mathematician Amaury Thuillier making use of ideas from -adic geometry, constructing a nonarchimedean potential theory on curves that allows the finite primes and the infinite primes to be treated on a more equal footing, at least for arithmetic surfaces. The work of Thuillier is part of ongoing efforts to construct an adelic geometry, which is hoped to be the next stage in the evolution of Arakelov geometry.
References:
Arithmetic Intersection Theory by Henri Gillet and Christophe Soule
Theorie de l’Intersection et Theoreme de Riemann-Roch Arithmetiques by Jean-Benoit Bost
An Arithmetic Riemann-Roch Theorem in Higher Degrees by Henri Gillet and Christophe Soule
Explicit Arakelov Geometry by Robin de Jong
Notes on Arakelov Theory by Alberto Camara
Lectures in Arakelov Theory by C. Soule, D. Abramovich, J.-F. Burnol, and J. Kramer
Introduction to Arakelov Theory by Serge Lang